Comply: Our Communications Archiving solution is designed to avoid the structural risks of other WhatsApp archiving vendors.
Tags: Communications Archiving, WhatsApp, Technology, Risk Management
Comply - ALTALLO Digest
27 articles
Compliance
Events
Comply: Our upcoming webinar breaks down what it takes to build a compliance program that's ready for SEC registration.
Tags: SEC, Compliance, Webinar, Regulation
Comply: Join our webinar on August 18 to learn how to navigate the transition from state to SEC registration as your AUM crosses $100M.
Tags: SEC, Compliance, Webinar, Regulation
Other
Comply: A deregulatory shift doesn’t mean a lighter exam season.
Comply: The compliance platform sets the rules.
Compliance & Regulatory
COMPLY: AI answers. An MCP server connects.
COMPLY: SEC Rule 204A-1 makes your Code of Ethics an active compliance obligation – one regulators expect to see enforced, documented, and...
COMPLY: Good intentions don’t insulate a CCO from enforcement.
COMPLY: We are honored that our Comply Program Management (CPM) solution has been recognized by the 24th Annual American Business Awards.
Tags: Awards, Compliance, GRC, Technology
COMPLY: Most compliance programs are built to document.
COMPLY: The next generation of compliance leaders are here.
COMPLY: We are just over two weeks away from ComplyConnect London, and spots are nearly gone!
COMPLY: The next Women in Compliance networking dinner is coming to Washington, DC on June 9 at the Vue Rooftop.
COMPLY: A Google employee just made $1.2 million on Polymarket betting on search trends – using data he had access to from his job.
COMPLY: Comply is excited to be sponsoring the Private Fund Compliance Regulatory Forum in Washington, D.C.
COMPLY: Comply panel at Global RegTech Summit on preparing for SMCR Phase 2 and the Future Conduct regime
Tags: SMCR, FCA, Compliance, RegTech Summit
COMPLY: Comply will be a gold sponsor at the Global RegTech Summit, showcasing its regulatory technology that helps financial institutions manage employee compliance and conduct risk.
Tags: RegTech, employee compliance, conduct risk
COMPLY: ComplyConnect 2026 conference agenda is released, featuring sessions on cybersecurity, AI, enforcement trends, and regulatory compliance. Registration is now open.
Tags: Compliance, Cybersecurity, AI, Regulation
COMPLY: Comply launches RegTech's first agentic compliance MCP Server
Tags: RegTech, AI, MCP, Agentic AI
COMPLY: Comply at FINRA Annual Conference, May 11–14 — connecting with the financial services community on what is changing for compliance teams
Tags: FINRA, Conference, Compliance, Regulatory
COMPLY: It’s bracket season. But in compliance, success rarely comes down to a last-minute play. It comes from the fundamentals you build every day.
COMPLY: Your compliance workload isn't getting lighter, but your team's burden can.
COMPLY: The FCA isn’t just asking if you have monitoring in place, they're asking how it connects to identified risks, controls, and real-world outcomes.
COMPLY: The Comply team is heading to Future Proof Citywide – and we couldn't be more excited
Tags: Events, RegTech
COMPLY: Regulators aren't asking if your firm uses AI anymore. They want to know how it works, who's accountable, and what happens when it gets it wrong
Tags: AI, Regulation
COMPLY: Why are SEC examiners paying closer attention to culture?
Tags: Compliance, SEC, Culture
COMPLY: Chatbots and Recordkeeping Compliance
Tags: Compliance, Regulatory, Technology