Comply - ALTALLO Digest
16 articles
Other
Comply: Comply is excited to be sponsoring the Private Fund Compliance Regulatory Forum in Washington, D.C.
Regulation
Comply: Comply panel at Global RegTech Summit on preparing for SMCR Phase 2 and the Future Conduct regime
Tags: SMCR, FCA, Compliance, RegTech Summit
Events
Comply: Comply will be a gold sponsor at the Global RegTech Summit, showcasing its regulatory technology that helps financial institutions manage employee compliance and conduct risk.
Tags: RegTech, employee compliance, conduct risk
Comply: ComplyConnect 2026 conference agenda is released, featuring sessions on cybersecurity, AI, enforcement trends, and regulatory compliance. Registration is now open.
Tags: Compliance, Cybersecurity, AI, Regulation
Comply: The Comply team is heading to Future Proof Citywide – and we couldn't be more excited
Tags: Events, RegTech
Compliance
Comply: Comply launches RegTech's first agentic compliance MCP Server
Tags: RegTech, AI, MCP, Agentic AI
Comply: Comply at FINRA Annual Conference, May 11–14 — connecting with the financial services community on what is changing for compliance teams
Tags: FINRA, Conference, Compliance, Regulatory
COMPLY: Chatbots and Recordkeeping Compliance
Tags: Compliance, Regulatory, Technology
Comply: Pay-to-play compliance is more complex than ever. Are you confident nothing is slipping through the cracks?
Tags: Compliance, Pay-to-Play, Regulatory
COMPLY: Why are SEC examiners paying closer attention to culture?
Tags: Compliance, SEC, Culture
Member News
Comply: It’s bracket season. But in compliance, success rarely comes down to a last-minute play. It comes from the fundamentals you build every day.
Comply: Your compliance workload isn't getting lighter, but your team's burden can.
Comply: The FCA isn’t just asking if you have monitoring in place, they're asking how it connects to identified risks, controls, and real-world outcomes.
Comply: We're excited to share Comply is expanding its global footprint with the opening of a new office in Kochi, India.
Regulatory
Comply: Regulators aren't asking if your firm uses AI anymore. They want to know how it works, who's accountable, and what happens when it gets it wrong
Tags: AI, Regulation