Judd Advisory Limited: We are attending and sponsoring the HFM Legal and Compliance Summit next week.
Tags: HFM, FCA, SEC, Regulation
Judd Advisory Limited - ALTALLO Digest
5 articles
Events
Judd Advisory Limited: We're looking forward to catching up with friends, clients, and contacts at the HFM Legal and Compliance Summit next week.
Tags: HFM, Conference, Compliance
Other
Judd Advisory Limited: We enjoyed a fantastic summer day out with a tour of Balfour Winery.
Tags: Team, Social Event
Compliance
Judd Advisory Limited: We are partnering with Chameleon Compliance Ltd to deliver a training session on the FCA's new non-financial misconduct rules.
Tags: FCA, SMCR, Regulation, Training
Regulation
Judd Advisory Limited: The FCA's new non-financial misconduct rules take effect today, changing how firms must investigate and report on their staff.
Tags: FCA, non-financial misconduct, SMCR