RQC Group - ALTALLO Digest
15 articles
Other
Regulation
RQC Group: The FCA’s PS26/7 Policy Statement clarifies how distributed ledger technology can be used within the existing regulatory framework for funds, recognizing on-chain fund registers
Tags: Asset Management, FCA, Tokenisation, DLT
Member News
RQC Group : Our April 2026 Regulatory Newsletter is live.
RQC Group: The SEC has released new interpretive guidance on how federal securities laws apply to crypto assets, effective 23 March 2026, with the CFTC formally joining and aligning its approach. This is the most comprehensive joint clarification issued to date.
RQC Group : On April 7, 2026, the SEC released its FY 2025 enforcement results, highlighting cases that protect investors and market integrity, including actions addressing fraud, market manipulation, insider trading, and adviser misconduct.
RQC Group: The SEC’s first comprehensive update to its Enforcement Manual in nearly a decade represents more than procedural housekeeping - it signals a strategic shift in how the regulator expects investigations to be conducted going forward.
RQC Group : The CFTC and SEC have signed a significant new Memorandum of Understanding ("MOU") aimed at strengthening cross‑agency coordination and reducing long‑standing regulatory duplication across jointly overseen markets.
RQC Group: RQC Group were represented by Matthew Raver, Payal Patel and Hakan Zeki at last week's Simmons & Simmons Investment Funds Symposium 2026
Cybersecurity
RQC Group: Our new Introductory and Comprehensive Cyber Security courses have been completely rebuilt from the ground up
Tags: Cybersecurity, Training
Events
RQC Group: RQC Group's Camilla Cater and Matthew Raver are heading to AIMA's Global Policy & Regulatory Forum 2026 in Dublin
Tags: Events, AIMA
Regulatory
RQC Group: RQC October Newsletter - Regulatory Developments
Tags: Regulatory, Compliance
RQC Group: AI, Governance and Compliance
Tags: Regulatory, Compliance, Technology
Compliance
RQC Group: Last Friday, the FCA unveiled proposals to update the MiFIR transaction reporting regime.
Tags: Compliance, FCA, Regulation
RQC Group: FCA Consultation Paper CP25/36: Updates to Client Categorisation
Tags: Compliance, FCA, Regulation
RQC Group: CFTC Issues Targeted No-Action Relief for Certain SEC-Registered Advisers.
Tags: Compliance, CFTC, Regulation