RQC Group: The SEC’s first comprehensive update to its Enforcement Manual in nearly a decade represents more than procedural housekeeping - it signals a strategic shift in how the regulator expects investigations to be conducted going forward.

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RQC Group : The CFTC and SEC have signed a significant new Memorandum of Understanding ("MOU") aimed at strengthening cross‑agency coordination and reducing long‑standing regulatory duplication across jointly overseen markets.

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RQC Group: RQC Group were represented by Matthew Raver, Payal Patel and Hakan Zeki at last week's Simmons & Simmons Investment Funds Symposium 2026

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RQC Group: RQC Group's Camilla Cater and Matthew Raver are heading to AIMA's Global Policy & Regulatory Forum 2026 in Dublin

Tags: Events, AIMA

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RQC Group: Our new Introductory and Comprehensive Cyber Security courses have been completely rebuilt from the ground up

Tags: Cybersecurity, Training

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RQC Group: FCA Consultation Paper CP25/36: Updates to Client Categorisation

Tags: Compliance, FCA, Regulation

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RQC Group: CFTC Issues Targeted No-Action Relief for Certain SEC-Registered Advisers.

Tags: Compliance, CFTC, Regulation

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RQC Group: Last Friday, the FCA unveiled proposals to update the MiFIR transaction reporting regime.

Tags: Compliance, FCA, Regulation

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RQC Group: AI, Governance and Compliance

Tags: Regulatory, Compliance, Technology

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RQC Group: RQC October Newsletter - Regulatory Developments

Tags: Regulatory, Compliance

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