Skematic: We spoke with 24 CCOs to understand why they hesitate to switch from legacy compliance platforms and what gives them the confidence to move.
Tags: CCOs, Compliance, Technology, Risk Management
Skematic - ALTALLO Digest
22 articles
Compliance
Skematic: We analyzed the six deficiencies in the SEC's new risk alert on adviser annual compliance reviews, noting the common thread of process failures.
Tags: SEC, Risk Alert, Compliance Review, Regulation
Skematic: Our founders Charles Steerman and Brian Kesselman cut through the hype to discuss where AI can truly help compliance teams.
Tags: AI, Compliance, Technology
Skematic: It's back-to-school season for compliance, and time to get everyone caught up on certifications.
Tags: Compliance, RegTech, Reporting
Skematic: We collected five arguments that help CCOs get budget approval for compliance technology and other spending.
Tags: Budgeting, CCO, Technology
Skematic: We are taking on the work of a Compliance Program Operator, from remembering every policy exception to reconciling brokerage statements.
Tags: Compliance, Technology, Automation, RegTech
Events
Skematic: We are proud to sponsor the European Hedge Fund Legal and Compliance Summit in St Albans next week.
Tags: Hedge Funds, Compliance, Regulation
Technology
Skematic: We built Skematic to solve a common compliance headache: the entire program living in one person's head or on a single piece of paper.
Tags: RegTech, Compliance, GRC, FinancialServices
Skematic: A client recently called our Skematic tool their “compliance best friend,” which is not something you typically hear about a compliance system.
Tags: Compliance, RegTech, Software
Skematic: AI makes it cheaper than ever to build compliance tech, but it doesn't make it cheaper to own.
Tags: Compliance, BuildVsBuy, AI, Technology
Operations
Skematic: We are launching our Partnership Program to formalize how we work with compliance consultants.
Tags: Compliance, Partnerships, Consultants