Skematic: We are taking on the work of a Compliance Program Operator, from remembering every policy exception to reconciling brokerage statements.
Tags: Compliance, Technology, Automation, RegTech
Skematic - ALTALLO Digest
19 articles
Compliance
Other
Skematic: We won't say which platform this quote is about.
Skematic: Watch a relay race handoff in slow motion.
Risk & Analytics
Skematic: A CCO once told us her boss wouldn't pay for compliance software.
Skematic: Compliance programs rarely break because someone slips up.
Skematic: "Writing that memo is a beast." We hear it from CCOs constantly - and it's rarely about writing the annual review itself.
Skematic: It's going to hit 100 degrees across the U.S.
Skematic: AI is everywhere in compliance tech right now.
Skematic: Every compliance technology company suddenly has an AI story.
Skematic: Something a lot of firms overlook: every obligation in your compliance manual is a commitment to your regulator.
Skematic: In the last month, one word kept showing up in sales calls.
Skematic: The way a firm thinks about compliance is often its greatest regulatory risk.
Skematic: Understaffed compliance departments are a common issue across financial firms of all sizes, often leading to reliance on single individuals, manual processes, and increased key person risk.
Tags: Staffing, Risk Management
Skematic: Skematic is sponsoring the MFA Legal and Compliance Conference in NYC next week. Zachary Levine and Aizlyn Alfonso will be at the booth — swing by to see what they've been working on.
Tags: Compliance, RegTech, Events
Skematic: The Skemaniacs have landed in Washington D.C.!
Skematic: I feel so much better knowing that as long as the process is in Skematic, it's going to get done. I sleep better at night.
Tags: Operations, Workflow
Skematic: Launching a 40 Act vehicle is often framed as a distribution decision. In practice, it's an operating model shift, especially for compliance
Tags: Compliance, 40 Act
Skematic: Most compliance tools support specific processes. Skematic powers your entire program. That's why Compliance runs on Skematic.
Tags: Compliance, Technology
Skematic: Skematic may be a newer platform in the RegTech market, but we're built on an established foundation through our relationship with Financial Recovery Technologies.
Tags: Technology, RegTech, Compliance