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ALTALLO Weekly Digest - Capital Markets News

990 articles ยท Week of 17 April 2026

Compliance & Regulatory

GovernGPT: Two funds go to fundraise. Fund A spends 12 hours to complete each DDQ. Fund B takes 12 clicks. The difference? Fund B adopted GovernGPT.

Executive: Mamal Amini

Tags: DDQ, Fundraising, AI, Investor Relations

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Optima Partners: Optima Partners was proud to sponsor GAIM Ops Cayman. Partner Adam Reback joined fellow compliance leaders to discuss emerging SEC exam trends, key risk areas, and how firms are evolving compliance and operational frameworks.

Tags: Compliance, SEC, GAIM Ops, Cayman, Regulatory

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ACA Group: We are joining Anduin Transactions to discuss how integrated technology and AML/KYC workflows are reshaping private markets.

Tags: AML, KYC, Private Markets, Technology

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Reg-X Innovations: ๐—ง๐—ต๐—ฒ ๐—ฏ๐—ถ๐—ด๐—ด๐—ฒ๐˜€๐˜ ๐—ฟ๐—ฒ๐—ด๐˜‚๐—น๐—ฎ๐˜๐—ผ๐—ฟ๐˜† ๐—ฟ๐—ฒ๐—ฝ๐—ผ๐—ฟ๐˜๐—ถ๐—ป๐—ด ๐—ฟ๐—ถ๐˜€๐—ธ ๐—ถ๐˜€๐—ป'๐˜ ๐—ฎ๐—น๐˜„๐—ฎ๐˜†๐˜€ ๐—ฏ๐—ฎ๐—ฑ ๐—ฑ๐—ฎ๐˜๐—ฎ.

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Reg-X Innovations: ๐—›๐˜‚๐—ป๐—ฑ๐—ฟ๐—ฒ๐—ฑ๐˜€ ๐—ผ๐—ณ ๐˜๐—ต๐—ผ๐˜‚๐˜€๐—ฎ๐—ป๐—ฑ๐˜€ ๐—ผ๐—ณ ๐—ข๐—ง๐—– ๐—ฑ๐—ฒ๐—ฟ๐—ถ๐˜ƒ๐—ฎ๐˜๐—ถ๐˜ƒ๐—ฒ ๐—ฟ๐—ฒ๐—ฝ๐—ผ๐—ฟ๐˜๐˜€.

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CV5 Capital: The latest edition of CV5 Markets is now live. This week we break down: โ€ข Key movements across digital asset markets โ€ข Where institutional capital is actually flowing โ€ข Structural trends shaping hedge fund strategies in 2026

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COMPLY: The FCA isnโ€™t just asking if you have monitoring in place, they're asking how it connects to identified risks, controls, and real-world outcomes.

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COMPLY: Comply will be a gold sponsor at the Global RegTech Summit, showcasing its regulatory technology that helps financial institutions manage employee compliance and conduct risk.

Tags: RegTech, employee compliance, conduct risk

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Judd Advisory: Our new Client and Investor Categorisation Review helps firms prepare their classification evidence for the FCA.

Tags: FCA, Client Categorisation, Compliance, Record-keeping

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RQC Group: The SECโ€™s first comprehensive update to its Enforcement Manual in nearly a decade represents more than procedural housekeeping - it signals a strategic shift in how the regulator expects investigations to be conducted going forward.

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GovernGPT: The role of an engineer has shifted dramatically in the last 12 months. It's no longer about how many lines of code you can produce, it's more a function of how well you can deliver high powered systems that do real work for users.

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COMPLY: Itโ€™s bracket season. But in compliance, success rarely comes down to a last-minute play. It comes from the fundamentals you build every day.

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CV5 Capital: Generative AI is making high-quality analysis more accessible for hedge funds, shifting

Tags: Hedge Funds, Artificial Intelligence, Fund Management, Alternative Investments

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RQC Group: The SEC has released new interpretive guidance on how federal securities laws apply to crypto assets, effective 23 March 2026, with the CFTC formally joining and aligning its approach. This is the most comprehensive joint clarification issued to date.

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ACA Group: Day 2 at the hashtag#ACAConference. Whatโ€™s actually holding firms back from turning AI ambition into operational reality? A lot of it comes back to the gap between AI in theory and execution.

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RQC Group: On April 7, 2026, the SEC released its FY 2025 enforcement results, highlighting cases that protect investors and market integrity, including actions addressing fraud, market manipulation, insider trading, and adviser misconduct.

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GovernGPT: Senior IR Associate at a $108B AUM fund, after getting her hands on the first agentic DDQ filler in asset management (ahem, that actually works!)

Executive: Mamal Amini

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COMPLY: ComplyConnect 2026 conference agenda is released, featuring sessions on cybersecurity, AI, enforcement trends, and regulatory compliance. Registration is now open.

Tags: Compliance, Cybersecurity, AI, Regulation

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ACA Group: The private credit market faces increased scrutiny from investors and regulators due to expanding retail access, leading to pressure on firms for stronger disclosures and clearer insights into investor outcomes.

Tags: private credit, regulation, disclosures, valuation

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Reg-X Innovations: Reg-X Innovations won "Best Regulatory Consultancy โ€“ Europe" at the RegTech Insight Awards Europe 2026 for its regulatory reporting, data quality, operational oversight, and compliance solutions.

Tags: RegTech, Regulatory Reporting

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RQC Group: The FCAโ€™s PS26/7 Policy Statement clarifies how distributed ledger technology can be used within the existing regulatory framework for funds, recognizing on-chain fund registers

Tags: Asset Management, FCA, Tokenisation, DLT

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Reg-X Innovations: Practical challenges in regulatory compliance, data quality, and operational resilience, as well as managing regulatory complexity without increasing operational strain.

Tags: RegTech, Regulatory Reporting, Compliance, Data Quality

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CV5 Capital: CV5 Capital is an associate sponsor of the Hedgeweek European Summit 2026, which will discuss capital formation and the practicalities of operating an investment business.

Tags: Hedge Funds, Digital Assets, Fund Launch, Cayman Funds

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CV5 Capital: Our latest CV5 Capital report examines the shifting opportunity set for hedge fund and digital asset managers.

Tags: Hedge Funds, Digital Assets, Institutional Investors, Fund Management

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Reg-X Innovations: ๐—ฅ๐—ฒ๐—ฝ๐—ผ๐—ฟ๐˜ ๐˜€๐˜‚๐—ฏ๐—บ๐—ถ๐˜€๐˜€๐—ถ๐—ผ๐—ป ๐—ฎ๐—ป๐—ฑ ๐—ฟ๐—ฒ๐—ฝ๐—ผ๐—ฟ๐˜๐—ถ๐—ป๐—ด ๐—ฎ๐—ฐ๐—ฐ๐˜‚๐—ฟ๐—ฎ๐—ฐ๐˜† ๐—ฎ๐—ฟ๐—ฒ ๐—ป๐—ผ๐˜ ๐˜๐—ต๐—ฒ ๐˜€๐—ฎ๐—บ๐—ฒ ๐˜๐—ต๐—ถ๐—ป๐—ด.

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Reg-X Innovations: ๐Ÿฑ๐Ÿฎ ๐—–๐—™๐—— ๐—ถ๐˜€๐˜€๐˜‚๐—ฒ๐—ฟ๐˜€ ๐—ฟ๐—ฒ๐˜ƒ๐—ถ๐—ฒ๐˜„๐—ฒ๐—ฑ.

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Data & Market Intelligence

Oxford Data Plan: New product launch โ€” Tapestry. Net Sales, Orders & AOV across Tapestry, Coach and Kate Spade. Track brand-level divergence and monitor AOV trends in near real-time.

Tags: Alternative Data, Consumer, Tapestry, Coach, Kate Spade, Product Launch

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LSEG: How we started this yearโ€™s celebration ๐ŸŽ‰ As usual, we kicked off the LSEG Lipper Fund Awards 2026 program with the United States w...

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EquiLend: We are joining BNY for a live discussion on one of the biggest revenue opportunities in securities finance, Fully Paid Lending.

Tags: Securities Finance, Fully Paid Lending, Webinar, EquiLend

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LSEG: Effective risk analysis requires understanding how multiple drivers interact โ€“ for example, how changes in interest rates influence credit spreads, or how liquidity conditions can amplify market moves.

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EquiLend: Hut 8 (HUT) is drawing heavier short positioning as the company pivots from Bitcoin mining toward AI and high-performance computing. EquiLend data shows Borrow Quantity up 371% into an April 8 peak of 10.95M shares, while EquiLendโ€™s Short Squeeze Score rose from 9 to 37 in early April as the stock gained nearly 43% over the last two weeks.

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LSEG: The latest episode of "Behind the Deals" discusses Q1 deal-making trends, including AI acquisitions, energy sector developments, and significant transactions.

Tags: Deals, M&A, AI, Energy

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LSEG: We're proud to be recognised as the Best Evaluated Pricing Data Provider at the Waters Technology Asia Awards 2026 ๐Ÿ† Thank you to...

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LSEG: ๐ŸŽฅWinner spotlight from the Lipper Fund Awards 2026 Europe Ceremony: Assenagon Asset Management Hear directly from their team on wh...

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LSEG: Five of the largest US-based hyperscalers โ€“ Alphabet, Amazon, Meta, Microsoft and Oracle โ€“ are projected to invest a combined ~USD...

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LSEG: Just released: LSEGโ€™s annual โ€˜Investing in the Green Economyโ€™ report provides a deep dive into the green economy as it experiences...

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LSEG: Our second Deal Makerโ€™s Briefing unpacks the increasingly complex M&A outlook in Asia-Pacific.

Tags: M&A, Asia-Pacific, Capital Markets, Deals

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LSEG: Download our latest M&A Snapshot, created using SDC Platinum in LSEG Workspace, for an unrivalled deep dive into the M&A landscape so far in 2026.

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LSEG: AI is reshaping markets faster than expected - and CLOs are feeling it. Software loans dropped sharply on disruption fears, but the data tells a more nuanced story we explore

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Oxford Data Plan: Doug Garber and Doug O'Laughlin discuss the future of AI compute demand, wafer-scale architecture, memory scaling constraints, and the roles of NVIDIA and specialized players in the AI market.

Tags: AI, Semiconductors, Alternative Data, NVIDIA

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LSEG: LSEG Data & Analytics expands shipping, vessel tracking and commodity flow intelligence for analysts

Tags: Shipping Analytics, Commodity Markets, Vessel Tracking, Maritime Data

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Operations & Workflow

Dashro Solutions: When the market shifts unexpectedly, how long does it take your firm to rebalance every client portfolio? A modern OMS should automate multi-portfolio rebalancing โ€” generating orders across every linked portfolio simultaneously for fair, instant execution.

Tags: OMS, Portfolio Management, Rebalancing, Asset Managers

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Dashro Solutions: It usually starts with a grand promise: โ€œ๐—ข๐—ป๐—ฒ ๐˜€๐—ถ๐—ป๐—ด๐—น๐—ฒ ๐˜€๐˜†๐˜€๐˜๐—ฒ๐—บ ๐˜๐—ผ ๐—ฟ๐˜‚๐—ป ๐˜†๐—ผ๐˜‚๐—ฟ ๐—ฒ๐—ป๐˜๐—ถ๐—ฟ๐—ฒ ๐—ณ๐—ถ๐—ฟ๐—บ.โ€

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Dashro Solutions: The industry talks a lot about "๐™Š๐™ฅ๐™š๐™ง๐™–๐™ฉ๐™ž๐™ค๐™ฃ๐™–๐™ก ๐™๐™š๐™จ๐™ž๐™ก๐™ž๐™š๐™ฃ๐™˜๐™š" as a regulatory buzzword.

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Dashro Solutions: ๐—˜๐˜ƒ๐—ฒ๐—ฟ๐˜† ๐˜๐—ถ๐—บ๐—ฒ ๐˜†๐—ผ๐˜‚๐—ฟ ๐—ณ๐—ถ๐—ฟ๐—บ ๐—ฝ๐˜‚๐—ฟ๐—ฐ๐—ต๐—ฎ๐˜€๐—ฒ๐˜€ ๐—ฎ ๐—ป๐—ฒ๐˜„ ๐—ณ๐—ฟ๐—ผ๐—ป๐˜-๐—ผ๐—ณ๐—ณ๐—ถ๐—ฐ๐—ฒ ๐˜๐—ผ๐—ผ๐—น, ๐—ต๐—ผ๐˜„ ๐—บ๐˜‚๐—ฐ๐—ต ๐—ฎ๐—ฟ๐—ฒ ๐˜†๐—ผ๐˜‚ ๐—ฝ๐—ฎ๐˜†๐—ถ๐—ป๐—ด ๐—ถ๐—ป ๐˜๐—ต๐—ฒ "๐—œ๐—ป๐˜๐—ฒ๐—ด๐—ฟ๐—ฎ๐˜๐—ถ๐—ผ๐—ป ๐˜๐—ฎ๐˜…"?

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OpsCheck: OpsCheck presents its operations command center solution, designed to streamline tasks, improve workflow, and enhance compliance for financial firms by consolidating operations

Tags: Wealth Management, Asset Management, Operational Efficiency, Fintech

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Dashro Solutions: Good operational infrastructure should be silent and seamless, allowing financial institutions to focus on the market and improving work-life balance for operations teams.

Tags: Operational Excellence, WealthTech

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Dashro Solutions: ๐—™๐—ผ๐—ฟ ๐—ฐ๐—ต๐—ถ๐—ฒ๐—ณ ๐—ฐ๐—ผ๐—บ๐—ฝ๐—น๐—ถ๐—ฎ๐—ป๐—ฐ๐—ฒ ๐—ผ๐—ณ๐—ณ๐—ถ๐—ฐ๐—ฒ๐—ฟ๐˜€ ๐—ฎ๐—ป๐—ฑ ๐—ต๐—ฒ๐—ฎ๐—ฑ๐˜€ ๐—ผ๐—ณ ๐—ฟ๐—ถ๐˜€๐—ธ, ๐˜๐—ต๐—ฒ ๐—ฟ๐—ฒ๐—ด๐˜‚๐—น๐—ฎ๐˜๐—ผ๐—ฟ๐˜† ๐—บ๐—ฎ๐—ฟ๐—ด๐—ถ๐—ป ๐—ณ๐—ผ๐—ฟ ๐—บ๐—ฎ๐—ป๐˜‚๐—ฎ๐—น ๐—ฒ๐—ฟ๐—ฟ๐—ผ๐—ฟ ๐—ถ๐˜€ ๐—ฑ๐—ถ๐˜€๐—ฎ๐—ฝ๐—ฝ๐—ฒ๐—ฎ๐—ฟ๐—ถ๐—ป๐—ด.

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Cybersecurity & IT

Bare Cove Technology: I will be in Tokyo next week! Really excited for the AIMA Japan annual forum next Thursday. Looking forward to catching up with everyone there.

Executive: Emily Randall

Tags: Events, APAC, AIMA, Japan

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Thrive: Christopher Clark from a cybersecurity incident response team warns that British businesses are being unwillingly drawn into cyber warfare, with state-aligned actors targeting

Tags: Cybersecurity, Threat Intelligence, Incident Response, United Kingdom

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RFA: We provide proactive managed IT services built for financial services firms.

Tags: IT services, managed services, cybersecurity, technology

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RFA: Our cloud services are designed for the specific needs of financial services firms, unlike generic providers.

Tags: Cloud, Financial Services, Digital Transformation, Compliance

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RFA: Our Titan AI platform is built as AI-native infrastructure, not an AI tool layered on top of an existing IT setup.

Tags: AI, IT infrastructure, Managed services, Automation

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Alternit One: Technology is no longer a support function. It underpins performance, resilience and investor confidence. As AI, regulation and cybersecurity reshape the landscape, firms need partners who can interpret complexity - not just implement tools.

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Abacus Group: Our CEO, Anthony J. D'Ambrosi, was featured on the latest episode of TD SYNNEX's Channel Mic Check podcast.

Tags: Managed Services, Partnership, Cybersecurity, AI

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RFA: Great to host our first client drinks of the year in Luxembourg - and fantastic to have Cristian PAUN, our Director of Business Development, representing RFA and welcoming our community.

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Conduit Security: Fraud risk isnโ€™t just rising in 2026...itโ€™s accelerating. AI-powered social engineering, faster payments, and pressure on finance teams are creating a perfect storm for wire fraud and BEC.

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ECI: At hashtag#GlobalAltsMiami 2026, ECI sponsored a silent breakout session exploring a topic that many investment firms are actively grappling with: how to move from AI experimentation to real operational value.

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ECI: At GlobalAltsMiami 2026, ECI hosted a fascinating discussion on one of the biggest questions in technology and investment today: Is the current AI infrastructure wave a bubble - or the early stage of a generational buildout?

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Lanware: Brockton Everlast has partnered with Lanware to transform its financial services technology platform through the implementation of Finance Forward 365, enhancing governance, strengthening security, and delivering a robust compliance framework to support its growing business.

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ECI: Sponsoring the Sohn Conference Foundation event in Hong Kong, focusing on alternative investments and industry trends.

Tags: Alternative Investments, Investment, Conference, APAC

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Abacus Group: Cyberattacks arenโ€™t slowing down, and neither is the complexity of responding to them. Abacus' incident response team spent the first quarter of 2026 helping organizations recover from the real-world threats they are facing right now.

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ECI: Rethinking ROI โ€ฆ A recurring theme in our recent podcast on what it takes to move AI from a talking point to tangible business val...

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Thrive: โœ‰๏ธ Thrive Client Portal Highlight of the Month: DMARC (Email Spoofing) Visibility Domain-based Message Authentication, Reporting an...

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Atlas Technica: We are spotlighting several high-priority hiring needs across our global teams in New York, California, Singapore, and Ukraine.

Tags: Hiring, Technology, Systems Engineer, Client Service

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Conduit Security: Our own Ryan Castle spoke with FundFire about the rise of impersonation scams in asset management.

Tags: impersonation scams, social engineering, investor protection, asset management

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Accountancy & Tax

Buzzacott: Congratulations to all the Buzzacott swimmers, cyclists, and runners who took part in the HFC (UK) Help For Children Triathlon โ€” proud to sponsor and continue our long-standing support of Help for Children.

Tags: Community, Charity, HFC, Triathlon

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Buzzacott: The FCA has published its long-awaited consultation and proposed final rules for alternative fund managers, almost 15 months after its initial call for input.

Tags: FCA, Asset Management, Regulation, UK

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Buzzacott: The FCA has published its long-awaited consultation and proposed final rules for alternative fund managers, almost 15 months after its initial call for input.

Tags: FCA, Asset Management, Regulation, UK

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Buzzacott: Weโ€™re pleased to share the April edition of our Financial Services Regulatory Newsletter at a pivotal point in the regulatory calendar, with AIFMD II taking effect today and the FCA recently publishing its Regulatory Priorities reports.

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Data & Analytics

STP Investment Services: In our latest blog, we explore why ownership structure, not performance reporting, is often the biggest blind spot in managing generational wealth.

Tags: family office, reporting, wealth management, technology

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Oxford Data Plan: The latest edition of The ODP Signal is now live, our weekly read on the themes gaining momentum across earnings and market reactions.

Tags: market data, alternative data, investment research, market sentiment

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ECI: Every new governed data product we create becomes a reusable asset, making each subsequent AI use case easier to implement.

Tags: AI, Data Products, Innovation

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EquiLend: Our data revealed a sharp shift in Getty Imagesโ€™ securities-lending activity following its recent OpenAI partnership.

Tags: securities lending, short interest, data, market data

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EquiLend: Our latest Market Flash shows SPCX's borrow market remains under pressure despite a recent earnings beat.

Tags: market data, securities lending, SPACs, short interest

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AutoRek: Our new article explores the growing gap between data ambition and operational reality in financial services.

Tags: data strategy, digital transformation, control frameworks, operational risk

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Oxford Data Plan: We are excited to introduce our new Polymarket dataset, providing daily global coverage across key prediction market activity metrics.

Tags: New Product, Alternative Data, Prediction Markets, Crypto

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EquiLend: We are hosting two sessions on how our data is bringing a new level of transparency to fixed income markets.

Tags: fixed income, credit markets, data, transparency

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AutoRek: AI is only as good as the data feeding it, so we built a connected, trusted data foundation to drive real results.

Tags: AI, Insurance, Data Management

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EquiLend: Our latest Market Flash explores the recent activity in Hertz (HTZ) following its Q2 earnings beat.

Tags: market data, securities lending, short interest, Hertz

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ECI: Most firms have a data problem, not an AI problem, as AI is only valuable when the information behind it is accurate, governed, and accessible.

Tags: AI, Data Strategy, Data Products, Alternative Investments

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EquiLend: Our latest Market Flash shows how short interest in Pinewood Technologies changed following Ridgeviewโ€™s takeover approach.

Tags: short interest, takeover, data, market flash

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EquiLend: Our new EquiLend Data & Insights MCP connector brings live securities finance data into compatible AI assistants.

Tags: AI, Securities Finance, Data, Technology

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EquiLend: Our August numbers are in, and global securities lending revenue climbed 25% year over year to $1.90 billion.

Tags: securities lending, securities finance, APAC, data

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ACA Group: We've partnered with the National Society of Compliance Professionals on the 2026 AI Benchmarking Survey.

Tags: AI, Compliance, Risk Management, Regulation

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Oxford Data Plan: Our Oxford Data Plan delivered a timely signal for Dollar Tree in Q2 2027, predicting net sales with only a 1.1% error against reported results.

Tags: alternative data, data signals, earnings forecasting, company performance

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EquiLend: We watched Wanguo Gold's utilization rate jump from 14% to over 91% in under two months, causing borrow costs to explode.

Tags: short squeeze, data, securities lending, alpha

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CV5 Capital: Our CEO, David Lloyd, examines how digital assets are becoming harder to treat as a separate asset-class silo in the latest issue of Digital Assets Edge.

Tags: Digital assets, Tokenisation, Asset management

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EquiLend: Our data tracked a significant build in short interest for GoPro (GPRO) throughout the summer, ahead of its recent merger announcement.

Tags: short interest, GoPro, data, securities lending

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Oxford Data Plan: Welcome to this weekโ€™s edition of The ODP Signal, our weekly read on the themes gaining momentum across earnings and market reactions.

Tags: market trends, alternative data, investment research, sentiment analysis

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Oxford Data Plan: We launched our new Uber dataset, expanding our alternative data coverage for the mobility and delivery sectors.

Tags: alternative data, data analytics, investing, transportation

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EquiLend: Our Data & Insights team tracked a 45% rise in borrows on XPeng (XPEV) ahead of its recent earnings shock.

Tags: Securities Lending, Short Interest, Data, Equities

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Oxford Data Plan: Welcome to this weekโ€™s edition of The ODP Signal, our weekly read on the themes gaining momentum across earnings and market reactions.

Tags: market trends, alternative data, investment research, sentiment analysis

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Equilend: We launched our new Data & Insights MCP connector, allowing users to ask market questions in natural language.

Tags: AI, Data, Securities Finance, MCP

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Alternit One: Even the most advanced AI cannot overcome poor-quality information, which is why trusted, well-governed data is the foundation of every successful AI initiative.

Tags: AI, Data Governance, Technology, Alternative Investments

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Equilend: We launched the new Equilend Data & Insights MCP Connector to help clients access trusted securities finance intelligence.

Tags: AI, Securities Finance, Data, Technology

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Oxford Data Plan: We now offer daily drug-level sales data for nine large-cap pharmaceutical companies, including Merck, AbbVie and Eli Lilly.

Tags: Alternative Data, Pharma, Healthcare, Investment Research

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Compliance

RQC Group: Our refreshed Financial Crime e-Learning suite is now available to help you strengthen your firm's compliance culture.

Tags: Financial Crime, e-Learning, AML, Market Abuse

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Comply: Our Communications Archiving solution is designed to avoid the structural risks of other WhatsApp archiving vendors.

Tags: Communications Archiving, WhatsApp, Technology, Risk Management

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Skematic: We are taking on the work of a Compliance Program Operator, from remembering every policy exception to reconciling brokerage statements.

Tags: Compliance, Technology, Automation, RegTech

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ACA Group: The SEC's latest Risk Alert spotlights deficiencies in investment advisers' annual compliance reviews.

Tags: SEC, Risk Alert, Regulation, Investment Adviser

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ACA Group: Our new Pre-Call Screening capability brings the expert review process into one centralized workflow.

Tags: Expert networks, Compliance automation, RegTech, AI

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CV5 Capital: Cayman funds may have a CRS Compliance Form due on 15 September 2026, even with no reportable investors.

Tags: Cayman Islands, CRS, Tax Compliance, Fund Governance

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Skematic: Our founders Charles Steerman and Brian Kesselman cut through the hype to discuss where AI can truly help compliance teams.

Tags: AI, Compliance, Technology

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Skematic: We analyzed the six deficiencies in the SEC's new risk alert on adviser annual compliance reviews, noting the common thread of process failures.

Tags: SEC, Risk Alert, Compliance Review, Regulation

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RQC Group: We updated our suite of SMCR training courses to reflect the FCA's latest expectations on Non-Financial Misconduct.

Tags: SMCR, FCA, Non-Financial Misconduct, Training

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A&C Corporate Services LLC: We provide one point of contact for entity formations, registered agent services, annual reports, and tax compliance across all fifty states.

Tags: corporate services, entity management, registered agent, compliance

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RFA: The SEC has told firms not to use AI notetakers in meetings with its examiners, guidance that may be hard to follow.

Tags: SEC, AI, Compliance, Technology

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RQC Group: The SEC's latest Risk Alert highlights common failures in adviser annual compliance reviews, including delayed reviews and inadequate testing.

Tags: SEC, Compliance Review, Risk Management, Investment Advisers

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Fundsure: We are pleased to announce our rebuilt training catalogue for 2026, offering 20 courses assessed by The CPD Certification Service.

Tags: Compliance Training, CPD, Financial Services, Regulation

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RQC Group: The FCA's latest review of asset managers and alternative firms found recurring weaknesses in financial crime frameworks.

Tags: Financial Crime, AML, FCA, Regulation

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Skematic: We spoke with 24 CCOs to understand why they hesitate to switch from legacy compliance platforms and what gives them the confidence to move.

Tags: CCOs, Compliance, Technology, Risk Management

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Regulation

CV5 Capital: Our new article examines the regulatory and operational framework for launching a CTA or managed futures fund.

Tags: Managed Futures, CTA, Fund Formation, Regulation

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Reg-X Innovations: ESMA's new weekly commodity derivatives position reporting framework takes effect on 3 September, bringing updated technical and operational requirements.

Tags: ESMA, MiFID II, Commodity Derivatives, Regulatory Reporting

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Reg-X Innovations: We believe the conversation around ASIC's derivative reporting regime is shifting from implementation to proving data accuracy.

Tags: ASIC, Regulatory Reporting, Derivatives, RegTech

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Reg-X Innovations: We considered what closer alignment between CFTC and SEC swap reporting could mean for firms as the August 24 comment deadline nears.

Tags: CFTC, SEC, Swap Reporting, Regulatory Reporting

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AutoRek: We released a new whitepaper on Canadaโ€™s Retail Payments Activities Act, which is now in force.

Tags: Canada, Retail payments, Safeguarding, PSP

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Reg-X Innovations: ESMAโ€™s European Single Access Point is moving from planning into implementation, with Phase 1 data collection beginning in July 2026.

Tags: ESAP, ESMA, Regulatory Reporting, Data Quality

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CV5 Capital: Our new article examines CIMA's Rule and Statement of Guidance on Corporate Governance for Cayman fund boards.

Tags: Cayman Islands, Fund Governance, CIMA, Compliance

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Reg-X Innovations: We see firms constantly struggle with Unique Transaction Identifiers (UTIs) not matching between counterparties, creating reconciliation problems.

Tags: UTI, Reg Reporting, EMIR, Trade Reporting

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RQC Group: The SEC's recent charges against Adit Ventures highlight the continued regulatory focus on governance, transparency, and conflicts of interest.

Tags: SEC, Governance, Compliance, Conflicts of interest

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RQC Group: Our September 2026 Regulatory Newsletter is out, covering key developments from UK asset management reform to new SEC and CFTC rules.

Tags: Compliance, FCA, SEC, Newsletter

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Reg-X Innovations: Our new Regulatory Reporting Spotlight looks at the common issues we are seeing, from data quality to upcoming regulatory change.

Tags: Regulatory Reporting, Data Quality, RegTech, Compliance

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CV5 Capital: We examined CIMA's new Rule on Compliance with Financial Sanctions and its implications for Cayman regulated funds.

Tags: Cayman Islands, CIMA, Sanctions, Compliance

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Fund HQ: We're exploring the trade-offs between direct FCA authorisation and using a regulatory host for new fund managers.

Tags: FCA, Fund Launches, Compliance, Regulation

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CV5 Capital: For most alternative investment managers, UCITS and Cayman funds are not competing structures.

Tags: Fund Structuring, UCITS, Cayman Funds, Alternative Investments

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RQC Group: The SEC has proposed rescinding Rule 206(4)-5, citing concerns over its complexity and compliance costs.

Tags: SEC, Compliance, Regulation, Investment Management

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Reg-X Innovations: In the conversation around South African OTC derivatives reporting, we find that the ability to submit is only part of the picture.

Tags: South Africa, Regulatory Reporting, OTC Derivatives, Data

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A&C Corporate Services LLC: The September 15 partnership return deadline is approaching, so now is the time to ensure your Partnership Representative is properly designated.

Tags: tax, compliance, fund management, alternative investments

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AutoRek: We've explored what the latest ISO 20022 developments mean for operations, reference data, reconciliation and exception management.

Tags: ISO 20022, Data Management, Sibos, Payments

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RQC Group: We have successfully guided more than 500 firms through the FCA authorisation process, with a 100% approval rate.

Tags: FCA, Authorisation, Compliance, Financial Services

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AutoRek: Our VP of Payments & Retail Banking, Nick Botha, is joining a panel to discuss the realities of the new safeguarding rules.

Tags: Safeguarding, Payments, Compliance, Operational Resilience

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CV5 Capital: Our new guide outlines what Cayman fund boards can expect from a CIMA AML inspection and where documentary gaps most often appear.

Tags: AML, Cayman Islands, CIMA, Compliance

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AutoRek: Swift is removing unstructured postal addresses from cross-border payment messages as part of the ISO 20022 migration.

Tags: ISO 20022, Swift, Payments, Data Management

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Reg-X Innovations: The UK EMIR reconciliation scope has expanded, bringing more of our underlying trade data into scope for inter-counterparty testing.

Tags: UK EMIR, EMIR, Regulatory Reporting, Reconciliation

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Reg-X Innovations: The HKTR will soon close another part of the pre-ISO reporting route, ending acceptance of certain post-trade events through its old system.

Tags: HKTR, ISO 20022, Regulatory Reporting, Hong Kong

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ACA Group: The UK's transaction reporting rules are entering their next phase, with an early view of the guidance and validation rules now available.

Tags: Transaction reporting, FCA, MiFIR, Compliance

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CV5 Capital: The Cayman Islandsโ€™ fund ecosystem is defined by its depth, institutional infrastructure, and regulatory discipline, with 31,547 funds as of Q3 2026.

Tags: Cayman Islands, Investment Funds, Fund Governance, CIMA

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Reg-X Innovations: ACER has updated its REMIT reporting guidance, providing additional information on how the Delivery point or zone should be reported.

Tags: REMIT, ACER, Regulatory Reporting, Energy Trading

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Suntera Global: We broke down the FCA's new non-financial misconduct rules and what they mean for firms operating across the UK.

Tags: SMCR, FCA, Non-financial misconduct, Consumer Duty

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ACA Group: The SEC has sharpened its focus on private credit valuation, reinforcing existing fair value and disclosure obligations.

Tags: SEC, Private Credit, Valuation, Compliance

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Events

Thrive: Our team had a great time at Telarus Partner Summit 2026, connecting with partners and colleagues.

Tags: IT solutions, Partnerships, Channel partners, Events

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Datox: Our team is heading to Riyadh for LEAP 2026 to demonstrate how we are transforming financial reporting with AI and agents.

Tags: LEAP 2026, RegTech, AI, Reporting

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Comply: Join our webinar on August 18 to learn how to navigate the transition from state to SEC registration as your AUM crosses $100M.

Tags: SEC, Compliance, Webinar, Regulation

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Gallagher: We presented the 2nd Annual Play With Purpose in partnership with Hollywood Park and Special Olympics Southern California, bringing together 80 of our volunteers with over 120 athletes and their families.

Tags: Community, Partnership, Volunteering

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Abacus: Our Nelson Gomes joined the "Competitive Process" panel at IT Nation Grow to discuss how running a real auction changes deal outcomes.

Tags: M&A, Events, IT Nation

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Comply: Our upcoming webinar breaks down what it takes to build a compliance program that's ready for SEC registration.

Tags: SEC, Compliance, Webinar, Regulation

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Thrive: Our team had a great time at Telarus Partner Summit 2026, connecting with partners and colleagues.

Tags: IT solutions, Partnerships, Channel partners, Events

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STP Investment Services: Our team will be at the Future Proof Festival in Huntington Beach from September 14-17 to discuss the future of investment operations.

Tags: Fund Administration, Compliance, Events, Investment Operations

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EquiLend: Our EquiLend Cares India team hosted a Repair Cafรฉ Workshop at our Bangalore office for employees.

Tags: sustainability, ESG, e-waste, employee engagement

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Conduit Security: We are joining Corbin Capital Partners to discuss the intersection of operational due diligence, cash controls, and the evolving threat of wire fraud.

Tags: ODD, Due Diligence, Wire Fraud, Cybersecurity

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Gallagher: We're excited to watch Scott McLaughlin race the Gallagher car this Sunday, August 16, at the Ontario Honda Dealers Indy.

Tags: Gallagher Racing, Indy, Scott McLaughlin

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Thrive: Our team joined the Bluewave Technology Group 2026 Golf Outing for a panel on 'How AI Is Transforming Businesses Today'.

Tags: AI, Technology, Cybersecurity, Events

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Abacus: We were proud to sponsor last weekโ€™s 47Ventures.io NYC Networking Reception, bringing together leaders from across the investment management industry.

Tags: Networking, Alternative Investments, Financial Services

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BMS Group: We are looking forward to returning to Monte Carlo for the Rendez-Vous de Septembre from 5โ€“9 September 2026.

Tags: conference, insurance, reinsurance

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ACA Group: We are joining ACA Group and Goodwin on September 24 for a practical discussion on launching a private fund, from readiness to regulatory success.

Tags: Private funds, Fund launch, Compliance, Regulation

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Abacus: We were proud to sponsor this weekโ€™s CapLink Group Private Capital Summit in Dubai.

Tags: Private Credit, AI, Risk Management, Middle East

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Alternit One: Our team explored what deploying enterprise AI within a regulated fund really involves at the HFM European COO Summit.

Tags: AI, Technology, Regulation, Cybersecurity

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Reg-X Innovations: Our team joined the Strate ODP Market Training Workshop to discuss the practical challenges of OTC derivatives reporting.

Tags: South Africa, OTC derivatives, Regulatory reporting, Data

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Suntera Global: We are proud to be sponsoring The African Circuit Mauritius Flagship Conference 2026 in Port Louis this September.

Tags: Africa, Mauritius, Fund Structuring, Investment

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Thrive: We are hosting a half-day workshop in Miami on October 8th to help business leaders implement AI in their organizations.

Tags: AI, Technology, Workshop, Miami

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Alternit One: Our CTO Chris Steele and Founding Partner Carrie Whamond are pulling back the curtain on the decisions behind deploying enterprise AI in a regulated fund.

Tags: AI, Compliance, Hedge funds, Technology

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Datox: Our CEO, Farrukh Mukhitdinov, will take the Innovation Spotlight stage at RegTech Summit London on October 1.

Tags: RegTech, Regulatory Reporting, AI, Data

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Datox: Our team is heading to Money20/20 Middle East in Riyadh to see the latest fintech innovation from the GCC.

Tags: Fintech, Asset Management, GCC, Middle East

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Reg-X Innovations: We are pleased to sponsor Strateโ€™s ODP Market Training Workshop on the practical realities of South Africaโ€™s evolving OTC derivatives reporting framework.

Tags: OTC Derivatives, Trade Reporting, South Africa, Regulation

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Suntera Global: Our managing director, Toni Bonzon, will be attending the STEP LatAm Conference in Sรฃo Paulo from 16-18 September.

Tags: Private Wealth, Wealth Planning, International Structuring, LatAm

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Reg-X Innovations: Our team is looking forward to discussing the practical implementation of REMIT II at Energy Trading Week in London this September.

Tags: REMIT, Energy Trading, Regulation, Reporting

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Reg-X Innovations: Our team is heading to the Securities Finance Symposium in London next week, where our regulatory reporting SME will join a panel on AI's real role in the industry.

Tags: Securities Finance, AI, Regulatory Reporting, RegTech

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Equilend: We hosted our 2026 EquiLend EMEA Client Day at The Ned in London, bringing the community together.

Tags: Securities finance, Client day, Digital assets, London

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Optima Partners: We are hosting a webinar on the rapidly evolving NAV funding market, covering structure, suitability, and scrutiny.

Tags: NAV financing, Webinar, Private credit, Fund management

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AutoRek: We are hosting the AutoRek ISO Survival Bar at Sibos for attendees to discuss the ISO 20022 transition.

Tags: Sibos, ISO 20022, Operations, Networking

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RQC Group: We hosted an end-of-summer golf social at The Leatherhead Club for a small group of our industry partners.

Tags: Networking, Industry partners, Social event

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Abacus: Our team is in Orlando next week for the MSP Summit, with three sessions on the agenda covering the future of managed services and investment strategy.

Tags: MSP Summit, Managed Services, Awards

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Fund HQ: Our team joined the With Intelligence COO Summit for a valuable pulse-check on the hedge fund industry.

Tags: hedge funds, coo summit, asset management, macro strategies

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Thrive: We're bringing together private equity innovators, operators, and capital partners in NYC with Vector Advisory and Lockton.

Tags: Private Equity, Networking, NYC, Value Creation

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Abacus: We hosted our Client AI Council in London, bringing together senior leaders and AI strategists from our financial services client community.

Tags: AI, Cybersecurity, Financial Services, Technology

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BMS Group: We're bringing our broking, reinsurance, and specialist expertise to CIAB to engage with industry peers, clients, and partners.

Tags: CIAB, Insurance, Reinsurance, Risk Management

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ACA Group: Join our cross-functional discussion on October 20 about the compliance, operations, and distribution challenges facing scaling private markets firms.

Tags: Private Markets, Compliance, Operations, Regulation

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ECI: We were proud to co-sponsor AIMAโ€™s recent Japan Seminar, which brought together a host of alternative investment professionals.

Tags: AIMA, Cybersecurity, AI, Japan

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Alternit One: We are hosting a dinner with Nosirrah Capital for COOs and CTOs to discuss the practical considerations of deploying enterprise AI.

Tags: AI, Technology Governance, Cybersecurity, Operations

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LSEG Data & Analytics: We are bringing together market leaders and experts in Dubai on 29 October to explore the outlook for oil, agriculture, and metals.

Tags: Commodities, Data & Analytics, Capital Markets, Middle East

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Optima Partners: Our team joined the AllianceBernstein Private Equity CFO/CCO Conference for a panel on designing finance and operations models for scale.

Tags: Private Equity, Operations, Outsourcing

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Technology

Thrive: Launching an AI project doesn't have to be daunting if you have a clear, disciplined approach and the right foundation.

Tags: AI, Data & Analytics, Technology, Cybersecurity

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ACA Group: We have partnered with Pagefreezer to help financial services firms automate website archiving for SEC and FINRA recordkeeping.

Tags: Recordkeeping, Archiving, RegTech, Compliance

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Dashro Solutions: We believe integrating a new banking partner should be a simple configuration, not a multi-month development cycle.

Tags: IT infrastructure, APIs, Wealth management, System integration

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RFA: For almost 40 years, we have helped financial institutions adopt new technology, from the cloud to cybersecurity.

Tags: AI, Managed Services, Cybersecurity, FinTech

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AutoRek: Our CEO, Chris Livesey, explores how AI is influencing enterprise software and operating models in financial services.

Tags: AI, financial control, enterprise software, data governance

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ECI: Our next-generation ELLA platform is on its way, bringing AI-driven automation, governance, and operational visibility into a single unified experience.

Tags: AI, Automation, Digital Transformation, FinTech

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Dashro Solutions: Our new platform, FLOW 2.0, resolves the tension between straight-through processing and a rigorous audit trail for every action.

Tags: STP, Operational Risk, Compliance, Audit Trail

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Abacus: We know governing AI is ongoing work, which is why we run it as a managed service and not a one-time engagement.

Tags: AI, AIGovernance, Compliance, Managed Services

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AutoRek: We joined InvestOps for a webinar on the shift from automation to genuine autonomy in reconciliation.

Tags: AI, Automation, Reconciliation, Operations

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Alternit One: The firms gaining the most from AI are not using the most sophisticated tools, but those that can demonstrate confidence in their strategy.

Tags: AI, Innovation, Governance, Risk Management

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Thrive: Technical debt isn't just a technology challenge; it's a business challenge that especially impacts mid-market organizations.

Tags: Technical Debt, IT, Cybersecurity, Mid-market

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RQC Group: We have evolved our e-Learning platform to make accessing and managing our training easier and more flexible for clients.

Tags: e-learning, compliance training, regtech

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Thrive: We partnered with Hewlett Packard Enterprise and Omdia on a new report about cloud computing for the mid-market.

Tags: Cloud, Cybersecurity, Technology, Mid-market

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Lanware: We are hosting an expert panel webinar on the financial impact and ROI of artificial intelligence for fund managers.

Tags: AI, Fund Management, Investment Management, ROI

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STP Investment Services: We help family offices see the complete picture of generational wealth, moving beyond asset-level reports to map ownership through time and people.

Tags: Family Office, WealthTech, Generational Wealth, Data & Analytics

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ACA Group: Our new guide explores how enterprise-scale technology and managed services can help modernize regulatory filings.

Tags: Regulatory Reporting, Compliance, Automation, Managed Services

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AutoRek: We unpacked whatโ€™s really fueling the shift to modern payments and where the biggest operational challenges are hiding.

Tags: AI, Payments, Infrastructure, Regulation

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Lanware: Our Managing Director Henry Duncombe explains how the role of the MSP is changing from keeping infrastructure running to supporting broader IT transformation.

Tags: MSP, IT transformation, Outsourcing

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ECI: We are building a new class of investment research tools to make every research note, transcript, and memo instantly searchable and summarized.

Tags: AI, Investment Research, Knowledge Management

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Dashro Solutions: Our new FLOW 2.0 platform institutionalises your middle office by embedding complex business logic into a centralised, automated architecture.

Tags: Middle Office, WealthTech, Automation, Key Person Risk

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ECI: We believe alternative investment firms don't need another AI pilot; they need repeatable execution.

Tags: AI, Digital Transformation, Data & Analytics, Alternative Investments

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Gallagher: Our 2026 US Talent Benchmarks Report explores how organizations are balancing AI innovation with transparency.

Tags: AI, HR, Talent Strategy, Future of Work

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Abacus: We launched AIยณ (Abacus AI Acceleration), a new strategic initiative for adopting, managing, and scaling artificial intelligence with governance at its core.

Tags: AI, Managed Services, Governance, Innovation

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Lanware: Join our expert panel to discuss the true cost of AI and the shift from free access to metered pricing.

Tags: AI, Fund Management, Digital Transformation, Investment Management

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ECI: Our CEO, Jeff Schmidt, is leading ECI as an AI-driven organization, a standard he holds himself and our teams to every day.

Tags: AI, Leadership, Company Culture

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Lanware: The EU AI Act may not directly apply to most UK financial services firms, but it is already shaping what good AI governance looks like.

Tags: AI, Regulation, EU, UK

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Lanware: We are hosting an expert panel on the true cost of AI, featuring leaders from The CIO Circle, Rebalance Earth, and GHO Capital.

Tags: AI, Cost Management, Webinar, Expert Panel

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RQC Group: Our September issue of The Alternative Investor explores how AI is reshaping how firms operate, compete, and allocate capital.

Tags: AI, Alternative Investments, Regulation, Compliance

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ECI: Firms that succeed with AI won't necessarily own the best model, as models are evolving too quickly.

Tags: AI, Data & Analytics, Innovation, Financial Services

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Abacus: We are putting AI to work for community health clinics across documentation, patient outreach, claims, and contact centers.

Tags: AI, Healthcare, Automation, Case study

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Datox: We have launched Datox Pulse, our new, free regulatory intelligence tool for fund managers and administrators.

Tags: RegTech, Regulatory Reporting, Compliance, Data & Analytics

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Alternit One: Successful AI adoption is about more than just technology, requiring a combination of the right people, governance, and business objectives.

Tags: AI, Technology, Future of Work, Alternative Investments

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ECI: Our proprietary AI platform, ELLA, is shaping our entire organization, not just our sales strategy.

Tags: AI, Managed IT, Vendor Management

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ECI: Our leadership team is personally committed to building an AI-driven organization from the inside out.

Tags: AI, Leadership, Digital Transformation

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Skematic: A client recently called our Skematic tool their โ€œcompliance best friend,โ€ which is not something you typically hear about a compliance system.

Tags: Compliance, RegTech, Software

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CV5 Capital: Tokenisation can improve a fund's transferability, but it does not remove its underlying legal architecture.

Tags: Tokenisation, Digital Assets, Fund Structuring, Blockchain

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RFA: We are hosting a session on establishing secure AI programs for regulated firms, covering the current state of AI in financial services and the risks of shadow AI.

Tags: AI, Cybersecurity, Compliance, Events

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Gallagher: We examined why energy access is now one of the most important factors in data center site selection.

Tags: Data Centers, Energy, Infrastructure, Site Selection

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Arcana: Our MCP is now available in Claudeโ€™s official Connector Directory, making our portfolio intelligence available wherever investment teams work.

Tags: Portfolio Management, Data & Analytics, AI, Integrations

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Equilend: We are helping firms scale execution and increase efficiency in their securities lending workflows.

Tags: trading, automation, front office, securities lending

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Lanware: Before financial services firms can create value from AI, their data, processes, and controls need to be ready to support it.

Tags: AI, Data & Analytics, Operations, Risk Management

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Dashro Solutions: We find that for independent asset managers and family offices, the mandate to modernise is frequently paralysed by the fear of a core system migration.

Tags: IT transformation, operations, automation, APIs

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Skematic: We built Skematic to solve a common compliance headache: the entire program living in one person's head or on a single piece of paper.

Tags: RegTech, Compliance, GRC, FinancialServices

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AutoRek: We've joined forces with Linedata to explore the future of managed reconciliation in a 30-minute webinar.

Tags: Reconciliation, Controls, Webinar, Partnership

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Lanware: We hosted an expert panel on the true cost of AI and how to assess return on investment for fund managers.

Tags: AI, Cost Management, Investment Management, Webinar

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Thrive: We are hosting a webinar on the foundations of successful AI execution, from understanding processes to examining security, data, and performance best practices.

Tags: AI, Webinar, Cybersecurity, Data

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Operations

A&C Corporate Services LLC: We're asking whether you're overpaying for registered agent and corporate services, and when you last reviewed your providers.

Tags: corporate services, registered agent, business operations, vendor management

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AutoRek: We helped a leading Irish insurer automate how they allocate funds and reconcile remittance files across their CRM and finance systems.

Tags: payment operations, reconciliation, automation, insurance

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OpsCheck: We built OpsCheck as the ultimate operations command center to consolidate all your operational tasks.

Tags: Technology, Workflow management, Risk management, Compliance

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OpsCheck: Stop doing operations the hard way with spreadsheets and emails, which slows you down and creates risk.

Tags: Operations, Technology, Workflow management, Compliance

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Opus Fund Services: We are demonstrating our 'Billion-Dollar Blueprint' for fund managers whose growth is outpacing their current administrator.

Tags: Fund administration, Operating model, Technology, Data

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AutoRek: Building a great product is only part of the story, so we've learned that sustainable growth comes from earning trust.

Tags: fintech, growth, credibility

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AutoRek: We joined InvestOps for a webinar on why the tipping point for AI in financial operations has arrived.

Tags: AI, Automation, Reconciliation, Webinar

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CV5 Capital: Our latest note examines anti-dilution levies and swing pricing for hedge funds, and how they affect dealing costs.

Tags: Hedge funds, Fund governance, NAV, Swing pricing

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OpsCheck: We built OpsCheck to be the ultimate operations command center, consolidating all of your operational tasks so nothing falls through the cracks.

Tags: opscheck, workflow management, operational excellence, reporting

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Abacus: Our own Tajinder Singh Jandu shares what White Glove Service means to him, starting with his early days working directly with clients.

Tags: Client service, Managed services

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ACA Group: The conversation at NICSA, InvestOps, and the Marcus Evans COO Summit is shifting from efficiency toward resilience, operational ownership, and long-term sustainability.

Tags: Operations, Resilience, COOs

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AutoRek: Our new whitepaper explores how payment service providers can build stronger controls without compromising growth.

Tags: Payments, Regulation, Technology, Risk Management

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Dashro Solutions: We launched FLOW 2.0 to institutionalize the response to market events and help independent asset managers avoid operational crises.

Tags: Corporate Actions, Operational Risk, SWIFT, Wealth Management

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CV5 Capital: Launching a fund on a platform can significantly shorten time to market compared to a standalone launch, which involves six critical workstreams.

Tags: Fund Launch, Hedge Funds, Cayman Islands, Digital Assets

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Other

The Ascent Group: Weโ€™re excited to share that The Ascent Group has been shortlisted in the Hedgeweekยฎ ๐—จ๐—ฆ ๐—”๐˜„๐—ฎ๐—ฟ๐—ฑ๐˜€ ๐Ÿฎ๐Ÿฌ๐Ÿฎ๐Ÿฒ.

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Thrive: โ˜๏ธ Endpoint and cloud security have improved, but routers and switches still run for years with outdated firmware and weak credenti...

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Reg-X Innovations: ๐—ง๐—ต๐—ฒ ๐—จ๐—ป๐—ถ๐—พ๐˜‚๐—ฒ ๐—ง๐—ฟ๐—ฎ๐—ป๐˜€๐—ฎ๐—ฐ๐˜๐—ถ๐—ผ๐—ป ๐—œ๐—ฑ๐—ฒ๐—ป๐˜๐—ถ๐—ณ๐—ถ๐—ฒ๐—ฟ (๐—จ๐—ง๐—œ) ๐˜„๐—ฎ๐˜€ ๐—ถ๐—ป๐˜๐—ฟ๐—ผ๐—ฑ๐˜‚๐—ฐ๐—ฒ๐—ฑ ๐˜๐—ผ ๐—ถ๐—บ๐—ฝ๐—ฟ๐—ผ๐˜ƒ๐—ฒ ๐—ฐ๐—ผ๐—ป๐˜€๐—ถ๐˜€๐˜๐—ฒ๐—ป๐—ฐ๐˜† ๐—ฎ๐—ฐ๐—ฟ๐—ผ๐˜€๐˜€ ๐—ด๐—น๐—ผ๐—ฏ๐—ฎ๐—น ๐˜๐—ฟ๐—ฎ๐—ฑ๐—ฒ ๐—ฟ๐—ฒ๐—ฝ๐—ผ๐—ฟ๐˜๐—ถ๐—ป๐—ด.

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BMS Group: We are proud to congratulate Cohort 2 of the BMS UK Accelerate Programme on completing their group learning phase.

Tags: Talent management, Professional development, Insurance, Corporate culture

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The Ascent Group: Weโ€™re also excited to share that The Ascent Group has been shortlisted in the Hedgeweekยฎ ๐—จ๐—ฆ ๐—”๐˜„๐—ฎ๐—ฟ๐—ฑ๐˜€ ๐Ÿฎ๐Ÿฌ๐Ÿฎ๐Ÿฒ.

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Dashro Solutions: One of the most persistent bottlenecks in institutional payments is ๐—ณ๐—ผ๐—ฟ๐—บ๐—ฎ๐˜ ๐˜๐—ฟ๐—ฎ๐—ป๐˜€๐—น๐—ฎ๐˜๐—ถ๐—ผ๐—ป ๐—ฎ๐—ป๐—ฑ ๐—ฏ๐—ฎ๐—ป๐—ธ๐—ถ๐—ป๐—ด ๐—ฐ๐—ผ๐—ป๐—ป๐—ฒ๐—ฐ๐˜๐—ถ๐˜ƒ๐—ถ๐˜๐˜†.

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Dashro Solutions: When speaking with wealth managers, brokerages, and banking teams, one common theme always emerges: ๐˜๐—ฒ๐—ฎ๐—บ๐˜€ ๐˜€๐—ฝ๐—ฒ๐—ป๐—ฑ ๐—ณ๐—ฎ๐—ฟ ๐˜๐—ผ๐—ผ ๐—บ๐˜‚๐—ฐ๐—ต ๐˜๐—ถ๐—บ๐—ฒ...

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Dashro Solutions: ๐—œ๐˜€ ๐˜†๐—ผ๐˜‚๐—ฟ ๐—บ๐—ถ๐—ฑ๐—ฑ๐—น๐—ฒ ๐—ผ๐—ณ๐—ณ๐—ถ๐—ฐ๐—ฒ ๐˜€๐˜‚๐—ณ๐—ณ๐—ฒ๐—ฟ๐—ถ๐—ป๐—ด ๐—ณ๐—ฟ๐—ผ๐—บ ๐—ฎ๐—น๐—ฒ๐—ฟ๐˜ ๐—ณ๐—ฎ๐˜๐—ถ๐—ด๐˜‚๐—ฒ?

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Dashro Solutions: ๐—œ๐—ป ๐—ถ๐—ป๐˜€๐˜๐—ถ๐˜๐˜‚๐˜๐—ถ๐—ผ๐—ป๐—ฎ๐—น ๐—ณ๐—ถ๐—ป๐—ฎ๐—ป๐—ฐ๐—ฒ, ๐—ฟ๐—ฒ๐˜€๐—ผ๐—น๐˜ƒ๐—ถ๐—ป๐—ด ๐—ฎ ๐˜€๐—ถ๐—ป๐—ด๐—น๐—ฒ ๐—พ๐˜‚๐—ฒ๐—ฟ๐˜† ๐—ฟ๐—ฒ๐—ด๐—ฎ๐—ฟ๐—ฑ๐—ถ๐—ป๐—ด ๐—ฎ ๐—ฝ๐—ฎ๐˜†๐—บ๐—ฒ๐—ป๐˜โ€™๐˜€ ๐˜€๐˜๐—ฎ๐˜๐˜‚๐˜€ ๐—ผ๐—ณ๐˜๐—ฒ๐—ป ๐—ฒ๐˜…๐—ฝ๐—ผ๐˜€๐—ฒ๐˜€ ๐˜๐—ต๐—ฒ ๐—ณ๐—ฟ๐—ฎ๐—ด๐—บ๐—ฒ๐—ป๐˜๐—ฎ๐˜๐—ถ๐—ผ๐—ป ๐—ผ๐—ณ

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Abacus: Weโ€™re looking forward to taking part in the panel, "The Competitive Process: How Running a Real Auction Changes Your Outcomeโ€ at T...

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Gallagher: We launched 'Our Team, Our Story,' a new series exploring the people and values behind our partnerships.

Tags: Partnerships, Community, Company Culture, Brand

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The Ascent Group: On 21 July, The Ascent Group joined the ๐—”๐—œ๐— ๐—” ๐—›๐—ผ๐—ป๐—ด ๐—ž๐—ผ๐—ป๐—ด ๐—™๐˜‚๐—ป๐—ฑ ๐— ๐—ฎ๐—ป๐—ฎ๐—ด๐—ฒ๐—ฟ ๐—•๐—ฟ๐—ถ๐—ฒ๐—ณ๐—ถ๐—ป๐—ด: ๐—ง๐—ผ๐—ธ๐—ฒ๐—ป๐—ถ๐˜€๐—ฒ๐—ฑ & ๐—ฉ๐—ถ๐—ฟ๐˜๐˜‚๐—ฎ๐—น ๐—”๐˜€๐˜€๐—ฒ๐˜ ๐—™๐˜‚๐—ป๐—ฑ๐˜€.

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Atlas Technica: Our Chief Revenue Officer, Adam Menkes, was recently featured as a member of CalALTs (The California Alternative Investments Association).

Tags: People, Spotlight, Alternative Investments

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Gallagher: In our latest Shaping the Game, we interviewed NZ Rugby's Kerry McKenzie about creating pathways for female leaders.

Tags: leadership, sports, diversity, Shaping the Game

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ECI: A culture of urgency and excellence comes from leadership that is in the business and sees the work firsthand.

Tags: Leadership, Company Culture

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ACA Group: Our Pune office volunteered with the Lighthouse Communities Foundation to help over 60 young people prepare for their careers.

Tags: hiring, corporate responsibility, community, careers

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AutoRek: Ahead of World Mental Health Day, we are recognizing the colleagues who have stepped forward to support others as Mental Health First Aiders.

Tags: Mental Health, Workplace Culture, Employee Support

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Reg-X Innovations: ๐—”๐—ฐ๐—ฐ๐—ฒ๐—ฝ๐˜๐—ฒ๐—ฑ ๐—ฑ๐—ผ๐—ฒ๐˜€๐—ป'๐˜ ๐—ฎ๐—น๐˜„๐—ฎ๐˜†๐˜€ ๐—บ๐—ฒ๐—ฎ๐—ป ๐—ฎ๐—ฐ๐—ฐ๐˜‚๐—ฟ๐—ฎ๐˜๐—ฒ.

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Capital Markets

Acadia.im: Marketing is a numbers game, just like investing, where conversions and average contract value explain new revenues.

Tags: Marketing, Investing, Lead Generation

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HaysMac: Our team supported Bravura Solutions Limited on its dual-admission onto the AIM market of the London Stock Exchange.

Tags: deal announcement, AIM, London Stock Exchange, capital markets

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LSEG Data & Analytics: We are exploring the latest El Niรฑo outlook, Northern Hemisphere winter forecasts, and the potential implications for commodity markets.

Tags: El Niรฑo, Commodity Markets, Forecast, Webinar

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BMS Group: Our commitment remains clear: delivering specialist broking and reinsurance solutions that prioritise independence, expertise, and strong client relationships.

Tags: reinsurance, broking, strategy

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HaysMac: Our Equity Capital Markets specialists support listed finance teams across audit, tax, deal advisory and risk.

Tags: Equity Capital Markets, CFO, Public Companies, Audit

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BMS Group: Our Chief Broking Officer joined The Voice of Insurance podcast to discuss the softening (re)insurance market.

Tags: reinsurance, risk management, insurance

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HaysMac: Our new short film features Marcus Stuttard of the London Stock Exchange on how CFOs build investor trust.

Tags: CFO, investor relations, reporting, governance

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HaysMac: We created an IPO Readiness Roadmap to help CFOs prepare for life as a public company, not just the transaction.

Tags: IPO, CFO, Capital Markets, Public Markets

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Equilend: Our Chief Strategy Officer, Simon Heath, joined the latest Asia Securities Finance Monthly podcast to share his perspective on where the industry is heading.

Tags: securities finance, APAC, podcast

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Risk Management

CV5 Capital: Our new article examines the structural and operational requirements for launching an event-driven or merger arbitrage hedge fund.

Tags: Merger Arbitrage, Event-Driven, Hedge Funds, Compliance

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ACA Group: To help firms avoid performance reporting errors, we developed a new four-pillar framework for strengthening oversight and improving data quality.

Tags: performance, data quality, reporting, governance

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Gallagher: Our Private Equity practice Co-Lead, Simone Bonnet, explains why an integrated approach is essential for modern deal execution.

Tags: Private Equity, Risk Management, M&A

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STP Investment Services: We explored how firms can balance investor flexibility with long-term portfolio integrity as evergreen fund adoption accelerates.

Tags: liquidity management, evergreen funds, investor relations, portfolio management

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Quadrangle: Our latest post breaks down where NDA risk actually hides and what good NDA lifecycle management looks like.

Tags: NDA, Contract Management, LegalTech, Risk Management

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Alternit One: Operational due diligence is evolving to include questions about artificial intelligence, from usage and ownership to controls and oversight.

Tags: Operational Due Diligence, AI, Governance, Technology

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Quadrangle: We are following up on our earlier alert on checking your contracts' NAV triggers in light of recent market volatility.

Tags: NAV triggers, fund finance, contracts, contracts

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CV5 Capital: Our latest insight examines what recent market events tell us about building a credible hedge fund risk management framework.

Tags: Hedge Funds, Risk Management, Fund Governance, ODD

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Lanware: The biggest AI risk in fund management isn't being left behind, but accelerating an operating model that isn't ready.

Tags: AI, Operations, Technology, Risk Management

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CV5 Capital: Our latest article examines the mechanics, costs, and controls for currency-hedged share classes.

Tags: Fund Structuring, Share Classes, Fund Governance, Currency Hedging

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Gallagher: We are moving from reactive risk management to proactive planning for business resilience.

Tags: business resilience, risk management, proactive planning

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Gallagher: Todayโ€™s business interruption risks are harder to predict and contain, from cyber outages to supply chain disruption.

Tags: business interruption, resilience, cybersecurity, supply chain

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BMS Group: Our CBO and CEO of UK & International Reinsurance, Richard Dudley, joined the Supercede Podcast to discuss the impact of AI on the insurance market.

Tags: AI, Insurance, Risk Management, Technology

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CV5 Capital: A fundโ€™s dealing terms must promise investors access to cash that the underlying assets can actually support at fair value.

Tags: Fund Liquidity, Fund Governance, Valuation, Private Credit

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AutoRek: We helped a leading global payments provider strengthen reconciliation across its complex network of partners and payment methods.

Tags: Reconciliation, Payments, Automation, Case study

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Gallagher: We explore how geopolitical competition is reshaping global trade and how organizations can prepare for the next supply chain disruption.

Tags: geopolitics, supply chain, risk management

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Abacus: Examiners are asking for proof of how AI tools are used, not just the contracts that approved them.

Tags: AI, Compliance, Data security, Regulation

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Gallagher: We believe that disruption rarely arrives from a single source, as environmental, economic, and operational risks are increasingly interconnected.

Tags: Resilience, Extreme Weather, Operational Risk

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HaysMac: For the CFOs of listed businesses, transfer pricing is about much more than tax compliance and belongs on the wider governance agenda.

Tags: transfer pricing, governance, tax, CFO

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ACA Group: Our GIPSยฎ compliance program depended heavily on one employee, creating key-person risk as our firm grew.

Tags: GIPS, Compliance, Key-person risk, Scalability

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Cybersecurity

Matsco Solutions: With remote work here to stay, we are focused on the password security challenges this presents for distributed teams.

Tags: Cybersecurity, Remote Work, Risk Management, Technology

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Lanware: When a cyber incident occurs, every second counts and you need to know who is empowered to act.

Tags: cyber risk, incident response, service providers

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Thrive: Join our security solutions and product marketing team next month for a webinar on security in an AI-driven world.

Tags: AI, Webinar, IT infrastructure

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Abacus: Our Director of Cybersecurity, Travis DeForge, shared his perspective with ALTALLO on what alternative investment managers need to know before expanding into the Gulf.

Tags: Cybersecurity, Risk Management, UAE, Compliance

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ACA Group: Many AI platforms can unintentionally bypass existing access controls and expose sensitive firm and client data.

Tags: AI, Risk Management, Data & Analytics, Compliance

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Conduit Security: A recent wave of vishing attacks against major financial institutions is a stark reminder to build verification into your work.

Tags: vishing, financial crime, private equity, cyber risk

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ACA Group: A coordinated voice phishing (vishing) campaign is targeting financial services firms like hedge funds and private equity.

Tags: Vishing, Social engineering, Cyber risk

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Thrive: We are making new investments in our NextGen platform with modernized security integrations from Elastic and Cato Networks.

Tags: Technology, Outsourcing, Cybersecurity, Cloud

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Thrive: Our new case study with the Town of Davie, Florida, explores the vital difference between simple backup and true disaster recovery.

Tags: case study, disaster recovery, government, IT

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Tantalum Security: We are hosting a masterclass on how to break AI before someone else does, covering the massive increase in AI and LLM vulnerabilities.

Tags: AI, Cybersecurity, Risk Management, Technology

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Dashro Solutions: We built FLOW 2.0 to solve a paradox in financial services, where firms fortify cybersecurity yet approve payments over insecure email.

Tags: Payment security, Operational risk, Compliance, Fintech

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ACA Group: We simulate real-world vishing attacks to test how employees respond to voice-based threats.

Tags: Vishing, Cyberattacks, Threat intelligence, Social engineering

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Thrive: Our Cyber Security Incident Response Team Director explains why state-sponsored cyber activity is now a daily business risk.

Tags: cyber risk, incident response, state actors, UK

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ACA Group: Our upcoming webcast explores how to configure AI tools to reduce cyber exposure while supporting responsible use.

Tags: AI, Cybersecurity, Data, Risk Management

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Abacus: Our latest article with ALTALLO explores the similarities and differences between cybersecurity and regulatory requirements for firms in London, Abu Dhabi, and Dubai.

Tags: Cybersecurity, Risk Management, Regulation, Compliance

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Abacus: Our incident response team responded to more than 100 breaches last year, revealing several key trends.

Tags: Incident Response, Data Breach, Cyber Risk, Ransomware

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Conduit Security: We are partnering with Bridge Alternatives to help alternative investment managers prevent payment fraud.

Tags: payment fraud, fraud prevention, alternative investments, partnership

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Thrive: We launched our new AI Readiness Assessment to evaluate your firm's data, governance, and security environment.

Tags: AI, Data Governance, Security, Technology

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ECI: A modern exposure management program should not simply tell you how many alerts were generated.

Tags: Cybersecurity, Risk Management, Technology, Data & Analytics

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Thrive: We are exploring the difference between Zero Trust and Least Privilege and how they work together to protect your firm.

Tags: Zero Trust, Least Privilege, Cybersecurity

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RFA: Our team has seen client employees try to upload company data into external AI tools, a practice known as shadow AI.

Tags: Shadow AI, AI Governance, Cybersecurity, Technology

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ECI: Our new whitepaper explains why "not used for training" doesn't mean your data is secure on enterprise AI platforms.

Tags: AI, Data Security, AIGovernance, Alternative Investments

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ECI: Our new white paper explores the expanding scope of technology exposure, including the risks of shadow AI.

Tags: AI, Cybersecurity, Risk Management, Data

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Awards

Abacus: We jumped from No. 94 to No. 7 on this year's CRN Fast Growth 150 list, reflecting our deliberate growth and recent acquisitions.

Tags: CRN, Fast Growth 150, MSP, Awards

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ECI: We are proud to recognize our 2025 Top Performers for their outstanding contributions, dedication, and commitment to excellence.

Tags: Team, Culture, Recognition

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Abacus: We are proud to make the Inc. 5000 list for the fifth time, ranking as one of the fastest-growing private companies in the country.

Tags: Inc 5000, Growth, Awards

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Abacus: We are proud to be shortlisted in four categories at this year's Private Equity Wire US Awards, including Managed Service Provider and Cyber Security Solution Provider of the Year.

Tags: Private Equity, Technology, Cybersecurity, Cloud Services

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Suntera Global: Our client services director in Jersey, Frances Arrowsmith, has been shortlisted for Trustee of the Year at the Citywealth IFC Awards 2027.

Tags: Jersey, Trust Services, Awards

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Abacus: We placed No. 10 on the 2026 CRN Fast Growth 150 list of North America's fastest-growing technology solution providers.

Tags: CRN, Growth, MSP, Technology

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Atlas Technica: We are thrilled to announce that we were named the winner of the Best Managed Service Provider award at the With Intelligence US Hedge Fund Services Awards.

Tags: Awards, Managed services, Hedge funds

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Arcana: We were named to this yearโ€™s Breakout List, which highlights startups investors believe exceptional people should join.

Tags: startups, hiring, financial services, technology

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Atlas Technica: We were named Best Managed Service Provider for the hedge fund industry at the With Intelligence HFM US Services Awards 2026.

Tags: Awards, Hedge funds, Managed services

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The Ascent Group: We are proud to be named Fund Administrator of the Year for start-up and emerging managers at the Hedgeweek US Awards 2026.

Tags: Fund Administration, Start-ups, Emerging Managers, Awards

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Suntera Global: Our team recently attended the STEP Private Client Awards 2026 in London, where we were shortlisted in the Trust Company of the Year (Large Firm) category.

Tags: Awards, Private Wealth, Events

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Trading

EquiLend: Our NGT platform processed a record 4.34 million trades in July, representing $4.94 trillion in notional value.

Tags: NGT, Securities Lending, Trading Volumes, Fintech

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LSEG Data & Analytics: In modern financial markets, trading decisions are made in milliseconds, but the real challenge goes beyond receiving information first.

Tags: Data & Analytics, Trading, Technology, Capital Markets

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EquiLend: Our NGT platform processed 3.93 million trades in August, representing $4.84 trillion in notional value.

Tags: Securities Finance, NGT, Trading Volume, Equities

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Equilend: Our NGT platform processed 4.21 million trades in September, making it the third-highest month on record for the platform.

Tags: securities finance, trading volumes, NGT, fintech

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Equilend: We have entered into an agreement with Cboe Clear Europe to connect our trading and post-trade infrastructure to their securities lending clearing service.

Tags: clearing, securities finance, post-trade, CCP

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Hiring

HaysMac: We are looking for graduates, placement year students, and school leavers who are curious, motivated, and ready to learn.

Tags: recruitment, students, graduates, careers

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HaysMac: We're delighted to welcome Hanish Arora to our firm as the new Head of CASS in our Risk Assurance and Advisory Services team.

Tags: Appointments, Risk, CASS, Regulation

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Outsourcing

Meraki Global Advisors: Before evaluating an outsourced trading provider, we recommend asking three critical questions about their business model and capabilities.

Tags: Outsourced Trading, Due Diligence, Vendor Management

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Fund HQ: Many first-time fund managers underestimate the need for a dedicated operational lead when launching.

Tags: Fund Launch, COO, Operations, Compliance

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Fund HQ: The quality of a manager's COO is a key consideration for allocators, who want deep expertise and the authority to challenge the investment team.

Tags: Operations, Outsourced COO, Hiring, Risk Management

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Crypto

CV5 Capital: We examined the key operational and structural issues for managers looking to establish a Bitcoin or digital asset fund.

Tags: Digital Assets, Crypto Funds, Fund Formation, Cayman Islands

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CV5 Capital: Our latest insight examines how to structure a Cayman crypto derivatives fund, addressing key issues before the drafting stage.

Tags: Crypto, Fund Formation, Cayman Islands, Derivatives

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CV5 Capital: For crypto fund managers, the first institutional allocation is a sequence of gated stages, and the most critical stage is often operational.

Tags: Crypto, Fund Administration, Compliance, Risk Management

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ACA Group: We analyzed the SEC's proposed Regulation Crypto Assets, a new framework that could reshape certain crypto asset offerings.

Tags: SEC, Regulation, Crypto, Digital Assets

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AutoRek: As institutional crypto adoption grows, firms face pressure to reconcile higher transaction volumes and manage weekend activity.

Tags: reconciliation, digital assets, operations, technology

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RQC Group: From tomorrow, 30th September 2026, firms can apply for the new crypto asset permissions, including submitting a Variation of Permission (VoP).

Tags: FCA, Regulation, Compliance, Cryptoassets

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Fund Administration

Quadrangle: We created a new checklist for emerging managers who are launching with a separately managed account.

Tags: emerging managers, hedge funds, fund launch, SMA

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STP Investment Services: STP discusses the importance of a robust accounting infrastructure for accurate financial reporting, emphasizing clean books and reliable tax lot tracking over mere data access.

Tags: Accounting, Data Management, Financial Reporting

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Opus Fund Services: Opus Fund Services discusses its compliance with the NIS2 Directive as Ireland adopts the EU regulation into national law. Opus states its information security and governance frameworks meet current and anticipated Irish enforcement expecta

Tags: NIS2, Fund Administration, Regulation

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STP Investment Services: The SEC is increasing its scrutiny of private markets, emphasizing liquidity, valuation, fees, and conflicts, which necessitates robust controls and transparent compliance from firms.

Tags: SEC, private funds, private credit, compliance

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Insurance & Risk Transfer

BMS Group: BMS are proud to partner with UK Business Angels Association for this yearโ€™s Early-Stage Investment Summit in London on the 26th March.

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BMS Group: As we roll out our refreshed brand, itโ€™s the perfect moment to reflect on what truly defines us: the relationships weโ€™ve built, and the results we deliver.โ€‹

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Talent & Recruitment

Gallagher: A benchmark survey suggests that organizations using AI to amplify human capability are seeing the biggest gains in productivity.

Tags: AI, Productivity, Benchmark Survey

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Corporate & Fiduciary Services

The Ascent Group: Weโ€™re proud to share that The Ascent Group has been named: ๐Ÿ† ๐—™๐˜‚๐—ป๐—ฑ ๐—”๐—ฑ๐—บ๐—ถ๐—ป๐—ถ๐˜€๐˜๐—ฟ๐—ฎ๐˜๐—ผ๐—ฟ ๐—ผ๐—ณ ๐˜๐—ต๐—ฒ ๐—ฌ๐—ฒ๐—ฎ๐—ฟ: ๐—–๐—น๐—ถ๐—ฒ๐—ป๐˜ ๐—ฆ๐—ฒ๐—ฟ๐˜ƒ๐—ถ๐—ฐ๐—ฒ๐˜€ ๐—ฎ๐˜ ๐˜๐—ต๐—ฒ ๐—›๐—ฒ๐—ฑ๐—ด๐—ฒ๐˜„๐—ฒ๐—ฒ๐—ธยฎ ๐—š๐—น๐—ผ...

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The Ascent Group: We are the fund administrator for TreasuryPlus (TPLUS) โ€” a natively digital private credit fund managed by EPOCH Digital Credit and distributed across 22 channels in 6 markets via Synthesys Network.

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Trading & Execution

Risk & Analytics

Skematic: Understaffed compliance departments are a common issue across financial firms of all sizes, often leading to reliance on single individuals, manual processes, and increased key person risk.

Tags: Staffing, Risk Management

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Marketing, IR & CRM

ALTALLO

ALTALLO: Big thanks to Skematic for their most recent contribution to ALTALLO. A practical compliance playbook for investment firms. https://lnkd.in/eGee_K2n

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