Compliance
Buzzacott: Financial Services Regulatory Newsletter - Jan 2026
Tags: Compliance, Regulatory, Newsletter
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RQC Group: FCA Consultation Paper CP25/36: Updates to Client Categorisation
Tags: Compliance, FCA, Regulation
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ACA Group: Marketing Rule FAQ: What Advisers Need to Revisit Now
Tags: Compliance, SEC, Marketing Rule
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Comply: Pay-to-play compliance is more complex than ever. Are you confident nothing is slipping through the cracks?
Tags: Compliance, Pay-to-Play, Regulatory
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STP Investment Services: Lori Weston, Head of Compliance, shared her insights in a recent Financial Advisor Magazine article on the SEC's renewed focus on marketing rule compliance.
Tags: Compliance, SEC, Marketing Rule
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Member News
GovernGPT: We beat a competitor who has raised more than $200m. Received this (unprompted) message from a $54B fund!
Executive: Mamal Amini
Tags: Member News, AI, Growth
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BMS Group: We're thrilled to share that BMS Group has been nominated for M&A Insurance Provider of the Year at the Real Deals Private Equity Awards 2026.
Tags: Member News, Awards, Private Equity
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HaysMac: 25 years. Two parties. Countless memories. One amazing team. Last night, we celebrated a big milestone - 25 years of HaysMac - with our incredible team, and welcomed some partners of years past!
Tags: Member News, Milestone, Team
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Judd Advisory: In case you missed it, here is our press release celebrating Haverstock Capital LLP's recent FCA authorisation, fully supported by Judd Advisory Limited.
Tags: Member News, FCA, Authorisation
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Events
Optima Partners: Thank you to Linklaters for hosting our Partner, Katrina Banh, at this morning's Asia Fund Series session in Hong Kong on Exploring Separately Managed Accounts.
Tags: Events, SMAs, Asia
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RFA: Great to be at the 2026 Goldman Sachs Alternative Investment Summit today with 600 other investors discovering more about our portfolios, market impact of AI and other fantastic topics from industry leaders.
Executive: George Ralph
Tags: Events, AI, Goldman Sachs
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Abacus Group: Abacus Group is proud to sponsor the upcoming AIMA Middle East Forum on 3 February 2026.
Tags: Events, AIMA, Cybersecurity
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CV5 Capital: CV5 Capital is proud to be a sponsor of the Digital Assets Forum, taking place in London on 5–6 February 2026.
Tags: Events, Digital Assets, Crypto
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Conduit Security: Our Founder Ryan Castle is speaking at the PEI Private Funds CFO Network New York Forum on the growing financial impact of wire fraud on private funds.
Tags: Events, Cybersecurity, Wire Fraud
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