ALTALLO

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ALTALLO Weekly Digest - 20 March 2026

114 articles · Week of 20 March 2026

Member News

ALTALLO: Big thanks to Skematic for their most recent contribution to ALTALLO. A practical compliance playbook for investment firms. https://lnkd.in/eGee_K2n

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BMS Group: BMS are proud to partner with UK Business Angels Association for this year’s Early-Stage Investment Summit in London on the 26th March.

Executive: Tom Spraggs

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BMS Group: As we roll out our refreshed brand, it’s the perfect moment to reflect on what truly defines us: the relationships we’ve built, and the results we deliver.​

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The Ascent Group: We are the fund administrator for TreasuryPlus (TPLUS) — a natively digital private credit fund managed by EPOCH Digital Credit and distributed across 22 channels in 6 markets via Synthesys Network.

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RQC Group: The SEC’s first comprehensive update to its Enforcement Manual in nearly a decade represents more than procedural housekeeping - it signals a strategic shift in how the regulator expects investigations to be conducted going forward.

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RQC Group : The CFTC and SEC have signed a significant new Memorandum of Understanding ("MOU") aimed at strengthening cross‑agency coordination and reducing long‑standing regulatory duplication across jointly overseen markets.

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CBOE Global Markets : JJ Kinahan, Senior Vice President, Head of Retail Expansion and Alternative Investment Products, joins CNBC's ‘Power Lunch’ to discuss the state of the retail investor and the launch of prediction markets.

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LSEG Data & Analytics : Effective risk analysis requires understanding how multiple drivers interact – for example, how changes in interest rates influence credit spreads, or how liquidity conditions can amplify market moves.

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ECI: At hashtag#GlobalAltsMiami 2026, ECI sponsored a silent breakout session exploring a topic that many investment firms are actively grappling with: how to move from AI experimentation to real operational value.

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Conduit Security: Fraud risk isn’t just rising in 2026...it’s accelerating. AI-powered social engineering, faster payments, and pressure on finance teams are creating a perfect storm for wire fraud and BEC.

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Comply: The FCA isn’t just asking if you have monitoring in place, they're asking how it connects to identified risks, controls, and real-world outcomes.

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GovernGPT: Senior IR Associate at a $108B AUM fund, after getting her hands on the first agentic DDQ filler in asset management (ahem, that actually works!)

Executive: Mamal Amini

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RFA: Great to host our first client drinks of the year in Luxembourg - and fantastic to have Cristian PAUN, our Director of Business Development, representing RFA and welcoming our community.

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Rival Systems : Excellent conversation. Our takeaway: the next phase of exchange innovation is not just about new products, it is about supporting them with the right market structure.

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The Ascent Group : We’re also pleased to share that The Ascent Group has been shortlisted in two categories at the Hedgeweek® 𝗚𝗹𝗼𝗯𝗮𝗹 𝗗𝗶𝗴𝗶𝘁𝗮𝗹 𝗔𝘀𝘀𝗲𝘁𝘀 𝗔𝘄𝗮𝗿𝗱𝘀 𝟮𝟬𝟮𝟲.

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Dashro Solutions: It usually starts with a grand promise: “𝗢𝗻𝗲 𝘀𝗶𝗻𝗴𝗹𝗲 𝘀𝘆𝘀𝘁𝗲𝗺 𝘁𝗼 𝗿𝘂𝗻 𝘆𝗼𝘂𝗿 𝗲𝗻𝘁𝗶𝗿𝗲 𝗳𝗶𝗿𝗺.”

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Company News

Data & Analytics

Oxford Data Plan: With Oxford Data Plan, accuracy matters. Especially in alternative data. For HubSpot – 2025 Q4, our model estimated 289.58K Global Customers. Reported result? 288.7K Error rate: just 0.30%

Tags: Alternative Data, Analytics

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Oxford Data Plan: Spotify Q4 2025 — Estimate vs Reported. Our latest tracking shows just how tight the signal can be. KPI: Total Revenue | US Error Rate: -0.46%

Tags: Alternative Data, Spotify

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Digital Assets

CV5 Capital: We wrote a full guide on what actually matters to investors when evaluating Cayman funds running market neutral, basis, and DeFi yield strategies

Tags: Digital Assets, Cayman Funds

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Events

The Ascent Group: Our USA Managing Director, Skyler Steinke, will be co-hosting a private discussion in Miami on U.S.–DIFC cross-border fund structuring and institutional tokenization frameworks

Tags: Events, DIFC

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Cybersecurity

ECI: Cyber threats, compliance demands and regulatory scrutiny have made security a strategic differentiator

Tags: Cybersecurity, Compliance

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Thrive: Navigating the Cybersecurity Maturity Model Certification (CMMC) framework can be complex, and a one-size-fits-all approach rarely works

Tags: Cybersecurity, CMMC

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Regulatory

Comply: Regulators aren't asking if your firm uses AI anymore. They want to know how it works, who's accountable, and what happens when it gets it wrong

Tags: AI, Regulation

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Technology

Omega Systems: Windows Server 2016 reaches end of extended support on January 12, 2027. Infrastructure planning cycles move quickly, especially for regulated organizations

Tags: IT Infrastructure, Risk Management

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Lanware: Office relocations aren't just about furniture, they're about technology too. IT infrastructure, data cabling, Wi-Fi, and AV systems all need careful planning

Tags: IT Infrastructure, Office Relocation

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RFA: In this article, our Global Managing Director & CRO, George Ralph CITP, outlines the strategies funds can implement to scale after migrating to the cloud

Tags: Cloud, Fund Operations

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Fund Services

Opus Fund Services: Technology designed specifically for private markets, including real-time cap table management, digital personalized capital calls, and dynamic on-demand reporting for LPs

Tags: Private Markets, Fund Administration

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Regulatory & Compliance

Skematic: Launching a 40 Act vehicle is often framed as a distribution decision. In practice, it's an operating model shift, especially for compliance

Tags: Compliance, 40 Act

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Trading Technology

Rival Systems: We're excited to announce that Rival One, our flagship multi-asset trading application, is now certified and will soon be going live for clients of Dash Prime

Tags: Trading, Product Launch

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Compliance

ACA Group: This blog outlines what firms need to build a compliant, scalable framework that opens doors in one of the world's most influential financial markets

Tags: FCA, Compliance

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Trading

Securities Finance

Professional Services

Operations

Corporate Services

A&C Advisors: Choosing between an LLC and a Corporation is more than just a matter of preference; it can significantly impact your business's growth potential and risk exposure

Tags: Entity Formation, Business Strategy

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Fund Administration

Market Commentary

Dashro Solutions: The Supreme Court's long awaited decision arrived and ruled to strike down the global IEEPA tariffs – an immediate, potentially massive repricing event for the markets

Tags: Tariffs, Markets

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Investment Strategy

Fund Operations

Fundsure: Most emerging fund managers waste £50k+ on their fund launch. Not because they overpay service providers. Because they hire 4-5 different firms who don't talk to each other

Tags: Fund Launch, Emerging Managers

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